Civil Penalties and How to Avoid Them - Jersey
1 hour of essential training for Jersey teams using case studies (including those from the JFSC) to help you stay compliant and informed on updates to the financial penalties regime.
Questions such as ‘How do we avoid a civil penalty?’ ‘What is a significant and material breach?’ and ‘What is Senior Management Function?’ will all be answered in this locally built training.
Brought to you by Ardent Chambers in partnership with Marbral Advisory.
Why is it important?
January 2022 saw the approval of new legislation making changes to the existing JFSC financial penalties regime. It is now more important than ever to understand what actions might result in a business or individual being subject to a civil penalty and how to avoid one.
What does the training include?
What are the new civil penalty powers?
What does it mean for me and my team?
What do case studies from Jersey and beyond teach us?
What is a ‘significant and material’ breach?
What is ‘senior management function’?
Red flags and remediation
Who delivers the training?
Caroline Dutot is an experienced Advocate, NED and Mediator and founder of Ardent Chambers. She advises clients on regulatory, employment and contractual matters. Having previously worked for the Attorney General in Jersey, as well as the Jersey Financial Services Commission, she is uniquely placed to advise clients and Boards on Corporate Governance and regulatory issues.
Price: £1,900 (Plus VAT/GST, if applicable) for up to 20 employees (£95 per person). 1 hour of training delivery inclusive of Q&A. This training can be delivered virtually or at your offices.
Contact: For more information, or to book a course for your team, please contact Natasha Egre: Natasha.egre@marbraladvisory.com / 01534 744303
